Securities industry essentials exam

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"Want to join the exciting world of finance and investment? Your first stop is the Securities Industry Essentials Exam. This guide, with online practice tests, can help you get the score you need to get the position you want. You'll get access to hundreds of practice questions, both online and in the book, as well as quizzes for each chapter. This book gives you everything you need to perform your best on test day!"--Provided by publisher

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Title Statements

Full title :Securities industry essentials exam / by Steven M. Rice.

Summary

Edition Statements

Publication Date:2021
Edition:2nd edition with online practice

Publication Statements

Publisher(s):John Wiley & Sons, Inc
Place of Publication:Hoboken, NJ
Language:eng
Publication Date:2021

Notes

Includes index.

"Learning made easy"--Cover

"Features 4 practice tests online. Expert strategies. Study tips"--Cover

The Physical Object

Description:xiv, 361 pages : : illustrations ; : 28 cm

Edition Identifiers

ISBN:9781119736516, 111973651X
oclc:on1151748826
LC Classification:HG152
Dewey Decimal:332.632/076

Introduction -- Getting started with the SIE exam. Introducing the SIE (Securities Industry Essentials) exam ; Preparing for the SIE exam ; Examining and mastering question types ; Surviving test day -- Mastering basic security investments. Underwriting securities ; Corporate ownership: equity securities ; Debt securities: corporate and U.S. government loans ; Municipal bonds: local government securities -- Delving deeper: security investments with a twist. Delivering diversification with packaged securities ; Working with direct participation programs and REITs ; Options: the right to buy or sell at a fixed price -- Playing nicely: serving your customers and following the rules. Serving your customers: customer accounts ; Doing a little market research: securities analysis ; Going to market: orders and trades ; Making sure the IRS gets its share ; No fooling around: rules and regulations -- Putting your knowledge to good use: practice exams. Bring it on: practice exam 1 ; Answers & explanations to practice exam 1 ; Nothing but net: practice exam 2 ; Answers & explanations to practice exam 2 -- The part of tens. Ten SIE exam traps to avoid ; Ten ways to start your career off right.

Subjects

Actions (Titres de société) -- Guides d… examination study guides Examinations Guides de l'étudiant Securities -- Study guides. -- Examinat… Stockbrokers Stockbrokers -- Examinations, questions… Stocks -- Examinations Stocks -- Study guides. -- Examinations… Study guides United States